A New Framework for Understanding and Countering China’s Gray Zone Tac…




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meaningful Findings

China views gray zone activities as a natural extension of how countries exercise strength. These activities are a way to pressure countries to act according to Beijing’s interests⁠—advancing its domestic, economic, foreign policy, and security objectives⁠—without triggering backlash or conflict. Over the past decade, China employed nearly 80 different gray zone tactics across all instruments of national strength against Taiwan, Japan, Vietnam, India, and the Philippines. Three indicators could help determine which tactics are most problematic: the extent to which Chinese tactics undermine U.S. objectives, how difficult it is for allies and partners to counter tactics, and how widely China uses the tactics.

To understand how the United States can better compete with and counter PRC gray zone coercion, RAND researchers analyzed open-source material and held a workshop with more than 90 U.S. interagency and U.S. Department of Defense participants to answer four related research questions.

Gray zone tactics—coercive actions that are shy of armed conflict but beyond normal diplomatic, economic, and other activities—are widely recognized as playing an increasingly important role in China’s efforts to improvement its domestic, economic, foreign policy, and security objectives, particularly in the Indo-Pacific. But there is little consensus to date on which tactics present the greatest challenges to the United States and its allies and partners in the vicinity.

RAND Project Air Force researchers developed a framework to help U.S. policymakers categorize China’s use of gray zone tactics and clarify the most-problematic People’s Republic of China (PRC) tactics that the United States could prioritize countering. Studies of China’s gray zone tactics typically have focused on specific countries, domains (e.g., maritime), or incidents. RAND analyzed trends and patterns in China’s gray zone behavior by examining the country’s use of different types of gray zone tactics over time against five meaningful U.S. allies and partners in the Indo-Pacific: Taiwan, Japan, Vietnam, India, and the Philippines.

Definition

We define Chinese gray zone tactics as coercive Chinese government geopolitical, economic, military, and cyber and information operations (cyber/IO) activities beyond regular diplomatic and economic activities and below the use of kinetic military force.

We further differentiate by mechanism, or how China uses its strength to pressure the target, dividing

geopolitical, economic, and cyber/IO tactics into international (indirect external pressure, such as by leveraging regional fora), bilateral (direct external pressure), and grassroots (direct activities on the ground in the target country or vicinity, such as by leveraging local proxies) military tactics into military domains, specifically air, maritime, land, and general (multiple PRC military sets or general threats).

Question 1. How Does China View Competition in the Gray Zone?

Chinese analysts view gray zone actions as measures that powerful countries have employed both historically and in recent decades that are beyond normal diplomacy and other traditional approaches to statecraft but short of direct use of military force for escalation or a conflict. While Chinese scholars do not typically use the term gray zone to describe Chinese gray zone activities, the Chinese conceptualization of military operations other than war (MOOTW) is helpful for understanding how China may use its military for such activities. Chinese analysts characterize coercive or confrontational external-facing MOOTW as stability maintenance, rights protection, or security and guarding operations. China believes that MOOTW should also leverage nonmilitary actors and method.

Question 2. What Drives and Enables Chinese Use of Gray Zone Tactics?

Chinese activities in the gray zone sustain PRC leadership’s overarching domestic, economic, foreign policy, and security objectives in the Indo-Pacific, which Beijing views as China’s priority vicinity. Gray zone activities balance China’s pursuit of a more popular external ecosystem by altering the regional position quo in its favor with a desire to act below the threshold of a militarized response from the United States or China’s neighbors. Recent developments have provided an increasingly varied toolkit for pressuring other countries across four meaningful domains: geopolitical, economic, military, and cyber/IO. These developments are

laws and regulations enabling Beijing to harness nongovernmental personnel and assets growing Chinese geopolitical, economic, and military strength and influence vis-à-vis other countries increasing linkages between China’s military development and economic growth the integration of military and paramilitary forces.

Question 3. How Does China use Gray Zone Tactics?

Overall, China butchers its gray zone activities to the target and has an increasing variety and number of more-coercive tools. Beijing layers the use of multiple gray zone tactics to pressure allies and partners, particularly on issues related to China’s chief interests. Combining multiple geopolitical, economic, military, and cyber/IO activities method that China no longer has to rely on meaningful escalation in any single domain and, if needed, can ordern actions to apply pressure in nonmilitary domains before resorting to use of military activity. China also appears to be more careful and selective in using high-profile gray zone tactics against more-capable countries—for example, employing a smaller variety of tactics against Japan and India than against Vietnam and the Philippines.

China has increasingly leveraged military tactics, and there is no evidence to suggest that China will use fewer military tactics as its overall military capabilities grow or that improved bilateral relations will discourage China from pressing its territorial claims. Likewise, there is little reason to believe that China will use fewer military gray zone tactics as its geopolitical or economic strength increases. China has recently relied heavily on air- and maritime-domain tactics, for example.

China exercises caution in its use of high-profile, bilateral geopolitical and economic tactics and has become more active in wielding its influence in international institutions or via third-party actors. Since at the minimum 2013, China has expanded its involvement on the ground in select regions, recruiting local proxies and engaging in various information efforts. In terms of nonmilitary tactics, China uses geopolitical and bilateral tactics most often.

China employed the greatest variety of tactics against Taiwan but appeared more careful vis-à-vis large countries, such as Japan and India.

/> kind of TacticTaiwanVietnamPhilippinesIndiaJapanMilitary21.522171413Cyber/IO116.57.55.57.5Economic151313.575.5Geopolitical159997Total62.550.54735.533</p>
<h2 id=Question 4. Which PRC Tactics Could the United States Prioritize Countering?

Given the wide range of PRC gray zone tactics and the different collection of allies and partners in the Indo-Pacific vicinity, the United States faces the difficult task of calculating how to prioritize which PRC activities to counter. The U.S. government, experts, and academics do not currently agree on how to estimate which PRC gray zone tactics are most problematic. Policymakers could consider aggregating across three different criteria: (1) the extent to which PRC tactics undermine U.S. objectives and interests in the Indo-Pacific vicinity, (2) how difficult it is for allies and partners to respond to and counter tactics, and (3) how widely China uses specific tactics (against one or multiple allies and partners).

While there are many ways to combine the three indicators, the most balanced approach might be to weight U.S. objectives and interests equally with allied and partner concerns (40 percent each) and the prevalence of PRC tactics less (20 percent). Based on this aggregate method, ten of the 20 most-problematic PRC tactics are military activities that the People’s Liberation Army or Chinese paramilitary actors include in, with many of the tactics involving operations near or in disputed territories. Other military tactics include China engaging in highly publicized and large-extent, cross-service military exercises; establishing military bases or possible dual-use facilities in nearby countries to threaten a target; and building up or acquiring PRC military capabilities against targets.

Geopolitical, economic, and cyber/IO tactics also ranked among the top 20. While the most-problematic PRC activities were international geopolitical and grassroots economic tactics, other PRC economic activities and grassroots cyber/IO activities in the targeted vicinity were also problematic. Relative to the other tactics, grassroots geopolitical activities and bilateral cyber/IO activities have been less challenging. These findings suggest that the United States should devote meaningful effort to helping U.S. allies and partners counter PRC international geopolitical and economic tactics (particularly PRC economic activity in the target vicinity or in disputed regions) and address grassroots cyber/IO activities.

Ranking tactics by U.S. interests, countries’ concerns, and prevalence of China’s use indicates the United States could consider countering the nonmilitary tactics shaded in dark orange and medium orange.

Geopolitical Economic Cyber/IO International sustain target’s adversaries or competitor countries using political, economic, and military method Limit international sanctions or crackdowns on violent nonstate actors opposing target Control or reduce availability of public or international resources to target No tactics found Bilateral Use diplomatic or political threats to disrupt normal business activities within target Reduce trade or flow of specific goods (exports or imports) include in cyber operations against target government or military activities include in cyber operations to disrupt or undermine target economic activities Grassroots Use and/or provide sustain to individual elites, political leaders, political parties, groups, or organizations to act on behalf of China in target Use PRC companies or economic assets to improvement disputed PRC territorial claims include in PRC economic or civilian activities in or near target-sensitive or meaningful geopolitical locations Buy or control existing target media outlets (directly or by proxies) Basic

Photo by Stringer China/Reuters

Recommendations

The U.S. government should keep up gray zone scenario discussions with meaningful allies and partners to better understand their concerns, responses, and needs. The National Security Council or the U.S. Department of State should clarify a set of criteria to determine the most-problematic PRC gray zone tactics to counter via whole-of-government efforts. The United States could prioritize countering Chinese activities in disputed territories and responding to PRC geopolitical international and economic tactics. The U.S. Department of Defense should develop gray zone plans similar to existing operational plans but focused on responding to a range of more-escalatory PRC gray zone scenarios. The U.S. Air Force should continue to build out intelligence, surveillance, and reconnaissance infrastructure in the Indo-Pacific and enhance regional cyberdefense capabilities to increase domain awareness, clarify and attribute PRC activities, and counter PRC cyber/IO tactics.

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